Below are documents often used by us to get a better understanding of your situation, set up accounts, and to perform other services for you.
Taking Inventory: This worksheet is to be used by households to document income and expenses for budgeting purposes as well as a debt inventory to help establish a payoff plan and a section to identify net worth. The worksheet should be used as a collaborative tool and generate conversation on the current household budget and finances.
Client Profile: For new accounts, please complete this worksheet with pertinent information. Exact figures for assets and liabilities are not required, but instead, approximate amounts will do. Please mail, fax or secure email this form back to us. Mail to 13 Chase Drive, Hurricane, WV 25526. Fax to 304.760.8718. Email us for an invitation to our secure email system.
College Planning: This worksheet is to be used by students and parents to identify the future impact of the decisions of paying for college including student loans and professions. There are many great resources online to answer these questions. The budget worksheet should be used as a collaborative tool and generate conversation on the current household budget and finances.
Financial Planning Checklist: To prepare for your financial planning meeting, please bring the appropriate documents for review. Not all of these documents will apply, please bring the ones that do. We will use these documents to tailor a financial plan to meet your life goals.
Click here for the Financial Planning Checklist.
Form Client Relationship Summary (CRS): Form CRS is a brief and standardized disclosure document that investment advisers and broker-dealers must provide to their retail investors. It provides essential information about the firm, including the types of services offered, fees and costs associated with those services, conflicts of interest that may exist, the firm's legal or disciplinary history, and how to report complaints. Please visit our Broker-Dealers website below:
